JC 2024-54 RTS Joint examination teams

1)

The joint examination team shall assist the Lead Overseer in conducting oversight
activities, including the individual oversight plan adopted annually according to Article
33(4) of Regulation (EU) 2022/2554.

2)

The tasks of the members of the joint examination team shall be performed under the
coordination of the Lead Overseer coordinator and shall include any of the following:

a)

assisting the Lead Overseer in the preparation and drafting of the individual
annual oversight plan describing the annual oversight objectives and the main
oversight activities planned for each critical ICT third-party service provider
that are to be carried out by the Lead Overseer and the joint examination team;

b)

assisting the Lead Overseer in performing the assessment referred to in Article
33(2) of Regulation (EU) 2022/2554;

c)

collecting and assessing the information submitted by the critical ICT third_x0002_party service provider according to Article 37 of Regulation (EU) 2022/2554
and Chapter II of Commission Delegated Regulation xxx [RTS on
harmonisation of the conditions of oversight conduct];

d)

conducting general investigations on the critical ICT third-party service
providers according to Article 38 of Regulation (EU) 2022/2554;

e)

conducting inspections of the critical ICT third-party service providers
according to Article 39 of Regulation (EU) 2022/2554;

f)

drafting the recommendations addressed to the critical ICT third-party service
provider as defined in Article 35(1), point (d) of Regulation (EU) 2022/2554;

g)

assessing the remediation plan and the progress reports as defined in Article 4
of Commission Delegated Regulation xxx [RTS on harmonisation of the
conditions of oversight conduct];

h)

preparing and drafting the requests and decisions to the critical ICT third-party
service provider referred to in Article 35(6), Article 37(1), Article 38(4), and
Article 39(6) of Regulation (EU) 2022/2554;

i)

assisting the Lead Overseer in its contribution to horizontal oversight
activities, including in the development of benchmarking, as referred to in
Article 32(3) of Regulation (EU) 2022/2554;

j)

ensuring that the relevant information relating to financial entities making use
of the services provided by the critical ICT third-party service providers are
shared with the Lead Overseer;

k)

assisting the Lead Overseer in unplanned ad hoc activities deemed necessary
by the Lead Overseer for the purpose of oversight.

3)

In case the individual annual oversight plan is significantly revised during the year by
the Lead Overseer, the Lead Overseer shall involve the joint examination team in the
process of the revision and execution of the individual annual oversight plan according
to point (a) of paragraph 2.

Article 1 - Tasks of the members of a joint examination team

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